Finance Committee

E-STEWARDS® CERTIFICATE (PAGE 1 OF 2}

This is to certify that

Universal Recycling Technologies

HQ Operation
2535 Beloit Avenue Janesville , Wisconsin 53546 USA

Refer to Attachment to Certificate of Registration dated May 23, 2017 for additional certified sites

operates an

Environmental, Health and Safety Management System
which complies with the requirements of

e-Stewards Standard for Responsible Recycling and Reuse of Electronic Equipment®:2013

for the following scope of certification

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i

ERTIFICATION OF INSURANCE

Client#: 1431801

ACORD.

CERTIFICATE OF LIABILITY INSURANCE

UNIVEREC

DATE (MIDDIYYYY}
FAU2017

REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.

certificate holder fn lieu of such endorsement(s).

OR Safe.Secure. Certified.

NAID MEMBERSHIP

Through URT's certification in e-Stewards® V2:2013 and its own company policies, URT is compliant with the requirements
of NAID AAA Certification for Computer Hard Drive Sanitization. Additionally, as a member of NAID since 2011, URT has
had the ability to adopt and implement many of the NAID forms.

FINANGIAL STRENGTH
CLOSURE PLAN

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'URT, Safe.Secure. Certified.
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which it ean contro! and those which it can influence. It does not itself state specific environmental performance criteria,
except as defined by e-Stewards® requirements.

This international Standard is applicable to any Organization that wishes to :

a) establish, implement, maintain and improve an environmental management system in conformity with
ISQ 14001: 2004 and e-Stewards® requirements,

"

UR, Sate.Secure. Certified.

CERTIFICATIONS & MEMBERSHIPS

in 2011, URT's became the 11th recycling company in the nation certified to the e-Stewards® Standard for Responsible
Recycling and Reuse of Electronic Equipment.

Representing our years of concerted effort to recycle ethically and operate responsibly, URT upholds the standards and
qualifications of our industry's most rigorous certifying agencies.

ISO 14001:2004 & ISO 9001:2008

.

WRT, Sate.Secure. Certified.

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32

'ORING

REGULATORY COMPLIANCE, RECORD KEEPING, & MONIT
RECORDING KEEPING

URT maintains operating records for sources of wastes/materials received, waste/material inventory, descriptions,
and quantities, analytical records, methods or dates of disposal, storage, treatment, recycle, or transfer, and reports
of incidents requiring an emergency response or implementation of a contingency plan.

Ort Safe.Secure. Certified.

WASTE ACCEPTANGE & TRACKING

All incoming loads/pick-ups are subject to strict quality control (QC) procedures to ensure that the load meets the URT
waste acceptance criteria. Prior to shipment or pick-up, customers inform URT operational staff as to the nature and
volume of the shipment. The load is then issued a URT purchase order number that follows the shipment through the
recycling process.

RY Safe.Secure. Certified.

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GONTINGENCY & EMERGENCY ACTION PLAN

This procedure defines the Contingency and Emergency Action Plan for URT employees. Top Management shall ensure
the planning, the availability of resources and provide the resources needed to implement and maintain the quality and
environmental management system and continually improve its effectiveness.

HAZARD ASSESSMENT

'URT, Safe.Secure. Certified.

Disassembly Process:
* Upon delivery to the disassembly area, each unit will be transported or conveyed to disassembly
stations. Each station will be equipped with tools adequate to completely strip each unit.

* Upon removal of the plastic casing, the CRT will then be separated from the framework, and the
framework and circuitry will be placed on a conveyor or appropriate container for further processing
or outbound shipment.

Ont ; Safe. Sscure. Certified.

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RECYCLING PROCESS
BALLAST PROCESS

Upon receipt, fluorescent lighting ballasts and drums are opened, inspected, and sorted to ensure that potentially PCB
containing ballasts are accounted for. The materials are then consolidated and sent to a downstream processor.

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BATTERY PROCESS