an employee ofa Member of Congress in connection with the awarding of any Federal
contract, the making of any Federal grant, the making of any Federal loan, the entering
into of any cooperative agreement, and the extension, continuation, renewal, amendment,
or modification of any Federal contract, grant, loan, or cooperative agreement.
If any funds other than Federal appropriated funds have been paid or will be paid to any
person for making lobbying contacts to an officer or employee of any agency, a Member
of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with this Federal contract, grant, loan, or cooperative agreement,
ihe undersigned shall complete and submit Standard Form--LLL, “Disclosure Form to
Report Lobbying," in accordance with its instructions [as amended by "Government wide
Guidance for New Restrictions on lobbying," 61 Fed. Reg, 1413 (1/19/96). Nate:
Language in paragraph (2) herein has been modified in accordance with Section 10 of the
Lobbying Disclosure Act of 1995 (PL. 104-65, to be codified at 2 U.S.C. 1601, ef seq
3. The undersigned shall require that the language of this certification be included in the
award documents for all subawards at all tiers (including subcontracts, subgrants, and
contracts under grants, loans, and cooperative agreements) and that all subrecipients shall
certify and disclose accordingly.
This certification is a material representation of fact upon which reliance was placed when this
transaction was madc or entered into. Submission of this certification is a prerequisite for
making or entering into this transaction imposed by 31, U.S.C. § 1352 (as amended by the
Lobbying Disclosure Act of 1995), Any person who fails to file the required certification shall
be subject to a civil penalty of not less than $10,000 and not more than $100,006 for each such
failure.
{Note: Pursuant to 31 U.S.C. § 1352(c}1)-(2)A), any person who makes a prohibited
expenditure or fails to file or amend a required certification or disclosure form shall be subject
fo a civil penalty of not less than $10,000 and not more than $100,000 for cach such
expenditure or failure.]
The Contractor, East River Eneray, inc, certifies or affirms the truthfulness and accuracy of
each statement of its certification and disclosure, if any. In addition, the Contractor
understands and agrees that the provisions of 31 U.S.C. A 3801, ef seq., appiy to this
_certifeatfon anc aif any.
’ v | :
4
NY { fo i s
NS ff _. ee _ Signature of Contractor's Authorized Official
—— .
~ f
Donald M. Herzog, President & CEO Name and Title of Contractor's Authorized Official
7/29/2016 __ Date
Clean Air
42 U.S.C, 7401 et seq
40 CFR 15.61
49 CFR Part 18
(1) The Contractor agrees to comply with all applicable standards, orders or regulations issued pursuant ta the
Clean Air Act, as amended, 42 U.S.C. 8§ 7401 ef sey. The Contractor agrees to report cach violation te the
Purchaser and understands and agrees that the Purchaser will, in turn, report each violation as required to assure
notification to FTA and the appropriate EPA Regional Office.
(2) The Contractor also agrees to include these requirements in each subcontract exceeding $100,000 financed in
whole or in part with Federal assistance provided by FTA.
